The Ken Roberts Company, Sukhmeet Dhillon, Newhall Discount Futures & Options, Inc., and Alan David Yee were ordered to pay reparations to complainant Emad Masadeh in the amount of $50,483.73, plus the filing fee of $50.00.
No. 25-99
June 11, 1999

Weekly Advisory

Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Telephone: (202) 418-5080 Facsimile: (202) 418-5525
Home Page: http://www.cftc.gov
Antoinette B. McCoy, Editor

Initial Decisions

Emad Masadeh v. Sukhmeet Dhillon a/k/a Micky Dhillon, Main Street Trading Company, Newhall Discount Futures & Options, Inc., The Ken Roberts Company, and Alan David Yee. Filed June 9, 1999. After a careful review of the record it was determined that complainant had established that respondents: The Ken Roberts Company, Newhall Discount Futures and Options, and Alan David Yee had violated the CEAct. Further, respondent Dhillon was found liable as a principal of Newhall under the CEAct. Accordingly, respondents The Ken Roberts Company, Sukhmeet Dhillon, Newhall Discount Futures & Options, Inc., and Alan David Yee were ordered to pay reparations to complainant Emad Masadeh in the amount of $50,483.73, plus the filing fee of $50.00. Complainant was not able to demonstrate any violations of the CEAct by Main Street Trading Company and, therefore, the complaint against Main Street was dismissed. Joel E. Maillie, Judgment Officer. CFTC Docket No. 99-R019.

Entire advisory at http://www.cftc.gov/opa/adv99/WA25-99.htm

Back To Top